Unsure of whether what you’re doing is regulated? There’s no room for guesswork when it comes to financial regulation, which is why we have the answers. Our financial regulation lawyers help you understand how your proposal stacks up against the regulations.
Our lawyers can tell you whether you’re carrying on a regulated activity, help you structure your products or services so that they comply with applicable regulation, assist you in engaging with regulators (including obtaining regulatory clarification/waivers), and help you think strategically about your products and services so that they comply with the rules
When regulatory perimeter advice is needed
Release of new products
Financial services has experienced a phenomenal boom in recent times, and with it has come variety and innovation in its products. However, it's crucial that your products abide by FCA rules, in addition to protecting the interests of your consumers. We help you structure your products and their delivery to abide by regulations.
Exploring new markets
As you explore markets, you’ll come into contact with unique hurdles. Perhaps you’re targeting a market with special protections, or perhaps, you’re about to dive deep into an industry with reams of red tape. We help you address the do’s and don’ts, and get you started on the right foot.
Delivering new services
Depending on the nature of your services, you may or may not need to be regulated. We outline whether you’re within the lines of the law, or whether a few more steps are required.
How to get started
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Who this can affect
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Quickly understood my requirements, carried out a thorough review of the facts and produced a user-friendly reference document tailored to my business.
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About us
Financial regulation experts: without the jargon. We live and breathe the regulatory world so you don’t have to, and provide tried-and-tested legal expertise that propels financial services firms forward.
