Unsure of whether what you’re doing is regulated? There’s no room for guesswork when it comes to financial regulation, which is why we have the answers. Our financial regulation lawyers help you understand how your proposal stacks up against the regulations. Our lawyers can:
- Tell you whether you’re carrying on a regulated activity
- Help you structure your products or services so that they comply with applicable regulation
- Assist you to engage with regulators including to obtain regulatory clarification/waivers
- Help you think strategically about your products and services so that they comply with the rules
The world of financial services doesn’t have to be complicated, and yet, it is renowned for regulatory hurdles, legalese, and fuss. We’ve mastered the regulatory arts and are known for our ability to get you past regulatory obstacles with expertise and ease.
Charlotte Ashton, founder