Let’s talk about regulated activities in your business
We’re here to help
The total amount of fines issued by the Financial Conduct Authority between January and July 2021 was £91,097,200… But a breach of the regulatory perimeter, knowingly or unknowingly, can also lead to criminal prosecution (yikes!)
It’s important to know whether you or your business are carrying on regulated activities; we’re here to provide clarity and help by offering a free initial consultation.
What we do
> Introduce good governance arrangements
Hi – I’m Gareth!
I’m Gareth, Head of FinReg at Stephenson Law.
I’ve provided advice on MiFID, PSD2, UCITS, AIFMD and MLD to countless individuals and businesses including banks, asset managers, investment platforms, payment service providers and other FCA regulated businesses
I’m at the epicentre of developments in the FinReg space, and passionate about realising the ambitions of my clients.